-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AX8GxcNwLs0LGwaJnuxedb5fVVwQaqc7JNqFeb5wWStcspdDRDE2eKGoPAMwkH8Z Q2H2LsSPLcRo/e/9Iy9W5A== 0001104659-07-010862.txt : 20070214 0001104659-07-010862.hdr.sgml : 20070214 20070214122158 ACCESSION NUMBER: 0001104659-07-010862 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL BANCORP INC /MA/ CENTRAL INDEX KEY: 0001076394 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 043447594 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-55695 FILM NUMBER: 07616437 BUSINESS ADDRESS: STREET 1: 399 HIGHLAND AVENUE CITY: SOMERVILLE STATE: MA ZIP: 02144 BUSINESS PHONE: 6176284000 MAIL ADDRESS: STREET 1: 399 HIGHLAND AVENUE CITY: SOMERVILLE STATE: MA ZIP: 02144 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BURNHAM INVESTORS TRUST CENTRAL INDEX KEY: 0000030126 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133536115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1325 AVE. OF THE AMERICAS STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 8008743863 MAIL ADDRESS: STREET 1: 1325 AVE. OF THE AMERICAS STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: DREXEL BURNHAM FUND DATE OF NAME CHANGE: 19890706 FORMER COMPANY: FORMER CONFORMED NAME: DREXEL EQUITY FUND INC DATE OF NAME CHANGE: 19751208 SC 13G 1 a07-4384_1sc13g.htm SC 13G

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

(Rule 13d-102)

 

Under the Securities Exchange Act of 1934

(Original Filing)(1)

 

Central Bancorp, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

152418109

(CUSIP Number)

December 31, 2006

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x

Rule 13d-1(b)

o

Rule 13d-1(c)

o

Rule 13d-1(d)

 


(1)The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 




 

 

CUSIP No. 152418109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Burnham Financial Services Fund
13-4052634

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
100,050 shares

 

6.

Shared Voting Power
Not Applicable

 

7.

Sole Dispositive Power
100,050 shares

 

8.

Shared Dispositive Power
Not Applicable

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
100,050 shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
Not Applicable

 

 

11.

Percent of Class Represented by Amount in Row (9)
6.10%

 

 

12.

Type of Reporting Person (See Instructions)

 

2




 

Item 1.

 

(a)

Name of Issuer
Central Bancorp, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
399 Highland Avenue
Somerville, MA 02144-2516

 

Item 2.

 

(a)

Name of Person Filing
Burnham Financial Services Fund

 

(b)

Address of Principal Business Office or, if none, Residence
1325 Avenue of the Americas, 26
th Fl
New York, NY 10019

 

(c)

Citizenship
Burnham Financial Services Fund is a series of Burnham Investors Trust, which is a statutory trust organized under the laws of the state of Delaware.

 

(d)

Title of Class of Securities
Common Stock

 

(e)

CUSIP Number
CUSIP No. 152418109

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

x

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

3




 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

Burnham Financial Services Fund (the “Fund”) is a registered open-end investment company that beneficially owns the shares of the Issuer’s common stock set forth below. The sole right to vote and dispose of the shares of the Issuer’s common stock has been delegated by the Fund’s investment adviser, Burnham Asset Management Corporation, to Mendon Capital Advisors Corp. (“Mendon”), in Mendon’s capacity as an investment subadviser.

 

(a)

Amount beneficially owned:   

100,050 shares

 

(b)

Percent of class:   

6.10%

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

100,050 shares

 

 

(ii)

Shared power to vote or to direct the vote    

Not Applicable

 

 

(iii)

Sole power to dispose or to direct the disposition of   

100,050 shares

 

 

(iv)

Shared power to dispose or to direct the disposition of   

Not Applicable

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Burnham Financial Services Fund (the “Fund”) is a registered open-end investment company that beneficially owns 6.10% of the Issuer’s common stock. The sole right to vote and dispose of the shares of the Issuer’s common stock has been delegated by the Fund’s investment adviser, Burnham Asset Management Corporation, to Mendon Capital Advisors Corp., a registered investment adviser (“Mendon”), in Mendon’s capacity as an investment subadviser. To the knowledge of the Fund, no one such person’s interest in the common stock of the Issuer is more than five percent of the total outstanding common stock of the Issuer, other than Mendon, which beneficially owns 7.50% of the Issuer’s common stock.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

Not Applicable

 

Item 9.

Notice of Dissolution of Group

Not Applicable

 

Item 10.

Certification

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participation in any transaction having that purpose or effect.

 

4




SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

EXECUTED as a sealed instrument this 13th day of February, 2007.

Burnham Financial Services Fund

 

 

 

 

By:

/s/ Michael E. Barna

 

 

 

By:

 

Michael E. Barna

 

 

Its:

 

Chief Financial Officer

 

5



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